Fiducia Wealth Management Limited

• Principal Place of Business

  Dedham Hall Business Centre

  Brook Street

  Dedham

  Colchester

  Essex

  CO7 6AD

  UNITED KINGDOM

  Phone

  +4401206321045

  Web

  https://www.fiduciawealth.co.uk

• Complaints Contact

  Dedham Hall Business Centre

  Brook Street

  Dedham

  Colchester

  Essex

  CO7 6AD

  UNITED KINGDOM

  Phone

  +4401206321045

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adrian John Pattinson

  IRN AJP00032

  • CF30 Customer (15 Dec 2009 to 7 Sep 2010)
• Andrew Edward Ayers

  IRN AEA01019

  • CF1 Director (AR) (16 Apr 2012 to 5 Sep 2017)
  • CF30 Customer (16 Apr 2012 to 5 Sep 2017)
• Angelique DeCrem

  IRN AXD02317

  • CF30 Customer (7 Apr 2015 to 5 Sep 2017)
• Brian Charles Gant

  IRN BCG00012

  • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2020)
  • CF2 Non Executive Director (12 Jan 2005 to 8 Dec 2019)
• Christopher Adams

  IRN CMA01049

  • [FCA CF] Client dealing (13 Nov 2023 to 31 Aug 2024)
  • [FCA CF] Functions requiring qualifications (13 Nov 2023 to 31 Aug 2024)
• Clive Stewart Frampton

  IRN CSF00008

  • CF30 Customer (1 Nov 2007 to 9 Sep 2008)
  • CF1 Director (AR) (26 Jan 2005 to 9 Sep 2008)
  • CF24 Pension Transfer Specialist (12 Jan 2005 to 31 Oct 2007)
  • CF21 Investment Adviser (12 Jan 2005 to 31 Oct 2007)
  • CF1 Director (12 Jan 2005 to 9 Sep 2008)
• Daniel Leigh Kern

  IRN DLK00001

  • CF30 Customer (9 Sep 2016 to 8 Dec 2019)
• Gordon Kearney

  IRN GXK01136

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (16 Dec 2009 to 24 Jun 2013)
  • CF1 Director (23 Jan 2006 to 8 Dec 2019)
• Jack Rawcliffe

  IRN JXR01991

  • CF30 Customer (10 May 2013 to 14 Apr 2014)
• Jack Thomas Walmsley

  IRN JXW00579

  • [FCA CF] Client dealing (4 Jan 2022 to 3 Feb 2023)
  • [FCA CF] Functions requiring qualifications (31 Aug 2021 to 3 Feb 2023)

• Ajax Capital Management Limited (no longer appointed)

  FRN 578642 · Appointed 30 Mar 2012 · Until 13 Sep 2017

• Patersons Financial Services Ltd (no longer appointed)

  FRN 229140 · Appointed 30 Jun 2011 · Until 30 Apr 2012

• Fiducia Investment Management Limited (no longer appointed)

  FRN 446023 · Appointed 15 Dec 2005 · Until 14 Feb 2017

• Investment & Retirement Solutions Ltd (no longer appointed)

  FRN 401065 · Appointed 19 Jan 2005 · Until 23 Jun 2005

No changes recorded yet.