Clive Stewart Frampton

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stewart Wealth Management Ltd (no longer approved here)

    FRN 527515

    • Responsible for Insurance Distribution (1 Oct 2018 to 4 Feb 2019)
    • Responsible for Insurance Mediation (1 Oct 2010 to 30 Sep 2018)
    • CF1 Director (1 Oct 2010 to 4 Feb 2019)
    • CF10 Compliance Oversight (1 Oct 2010 to 7 Feb 2019)
    • CF11 Money Laundering Reporting (1 Oct 2010 to 7 Feb 2019)
    • CF30 Customer (1 Oct 2010 to 4 Feb 2019)
  • Fiducia Wealth Management Limited (no longer approved here)

    FRN 408210

    • CF30 Customer (1 Nov 2007 to 9 Sep 2008)
    • CF1 Director (AR) (26 Jan 2005 to 9 Sep 2008)
    • CF1 Director (12 Jan 2005 to 9 Sep 2008)
    • CF21 Investment Adviser (12 Jan 2005 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (12 Jan 2005 to 31 Oct 2007)
  • Investment & Retirement Solutions Ltd (no longer approved here)

    FRN 401065

    • (1)Employed By (26 Jan 2005 to 23 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.