Fiducia Wealth Management Limited

• Principal Place of Business

  Dedham Hall Business Centre

  Brook Street

  Dedham

  Colchester

  Essex

  CO7 6AD

  UNITED KINGDOM

  Phone

  +4401206321045

  Web

  https://www.fiduciawealth.co.uk

• Complaints Contact

  Dedham Hall Business Centre

  Brook Street

  Dedham

  Colchester

  Essex

  CO7 6AD

  UNITED KINGDOM

  Phone

  +4401206321045

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• James Daley

  IRN JDD01107

  • CF30 Customer (3 Jun 2014 to 27 Oct 2015)
• James Jordan Crisell

  IRN JXC01277

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 13 Nov 2023)
  • [FCA CF] Client dealing (since 13 Nov 2023)
• Jeremy George Arthur Charles

  IRN JGC01043

  • CF30 Customer (4 Sep 2014 to 13 May 2015)
• John Arthur Warwick

  IRN JAW01197

  • CF2 Non Executive Director (AR) (12 Jul 2011 to 30 Apr 2012)
• John Millican

  IRN JHM00011

  • Director of firm who is not a certification employee or a SMF manager (since 9 Mar 2020)
  • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2020)
  • CF11 Money Laundering Reporting (30 Jan 2013 to 14 Apr 2016)
  • CF10 Compliance Oversight (30 Jan 2013 to 14 Apr 2016)
  • CF30 Customer (1 Nov 2007 to 31 Aug 2018)
  • CF1 Director (AR) (17 Jan 2006 to 31 Dec 2020)
  • CF1 Director (12 Jan 2005 to 8 Dec 2019)
  • CF21 Investment Adviser (12 Jan 2005 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (12 Jan 2005 to 4 Jul 2008)
• Jonathan Philip Mervis

  IRN JPM01202

  • CF2 Non Executive Director (AR) (12 Jul 2011 to 30 Apr 2012)
• Josh Gupta

  IRN JXG02391

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 May 2021)
  • CF30 Customer (19 Feb 2018 to 8 Dec 2019)
• Lauren Peters

  IRN LXP01412

  • CF30 Customer (18 Jan 2019 to 8 Dec 2019)
• Malcolm Charles Dickey

  IRN MCD00016

  • CF30 Customer (8 Nov 2011 to 30 Apr 2012)
• Mark Peter Ruse

  IRN MPR00009

  • CF30 Customer (1 Nov 2007 to 31 Aug 2010)
  • CF21 Investment Adviser (2 Mar 2007 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (2 Mar 2007 to 31 Oct 2007)

• Ajax Capital Management Limited (no longer appointed)

  FRN 578642 · Appointed 30 Mar 2012 · Until 13 Sep 2017

• Patersons Financial Services Ltd (no longer appointed)

  FRN 229140 · Appointed 30 Jun 2011 · Until 30 Apr 2012

• Fiducia Investment Management Limited (no longer appointed)

  FRN 446023 · Appointed 15 Dec 2005 · Until 14 Feb 2017

• Investment & Retirement Solutions Ltd (no longer appointed)

  FRN 401065 · Appointed 19 Jan 2005 · Until 23 Jun 2005

No changes recorded yet.