Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Fiducia Wealth Management Limited
FRN 408210
- Director of firm who is not a certification employee or a SMF manager (since 9 Mar 2020)
- SMF3 Executive Director (9 Dec 2019 to 31 Dec 2020)
- CF10 Compliance Oversight (30 Jan 2013 to 14 Apr 2016)
- CF11 Money Laundering Reporting (30 Jan 2013 to 14 Apr 2016)
- CF30 Customer (1 Nov 2007 to 31 Aug 2018)
- CF1 Director (AR) (17 Jan 2006 to 31 Dec 2020)
- CF21 Investment Adviser (12 Jan 2005 to 31 Oct 2007)
- CF1 Director (12 Jan 2005 to 8 Dec 2019)
- CF8 Apportionment and Oversight (12 Jan 2005 to 4 Jul 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.