Josh Gupta

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fairstone Financial Management Limited

    FRN 475973

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 31 Mar 2023)
    • [FCA CF] Client dealing (since 31 Mar 2023)
  • Fisher Investments Europe Limited (no longer approved here)

    FRN 191609

    • [FCA CF] Functions requiring qualifications (5 Apr 2021 to 19 Oct 2021)
    • [FCA CF] Client dealing (5 Apr 2021 to 19 Oct 2021)
  • Fiducia Wealth Management Limited (no longer approved here)

    FRN 408210

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 May 2021)
    • CF30 Customer (19 Feb 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.