Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2023)
- Responsible for Insurance Distribution (1 Oct 2018 to 4 Dec 2018)
- CF1 Director (28 Sep 2010 to 4 Dec 2018)
- CF30 Customer (28 Sep 2010 to 8 Dec 2019)
- Responsible for Insurance Mediation (28 Sep 2010 to 30 Sep 2018)
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- [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2023)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2023)
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- CF30 Customer (1 Nov 2007 to 31 Aug 2010)
- CF21 Investment Adviser (2 Mar 2007 to 31 Oct 2007)
- CF24 Pension Transfer Specialist (2 Mar 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.