Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HFMC Wealth Limited (no longer approved here)

    FRN 192999

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 4 Dec 2018)
    • CF1 Director (28 Sep 2010 to 4 Dec 2018)
    • CF30 Customer (28 Sep 2010 to 8 Dec 2019)
    • Responsible for Insurance Mediation (28 Sep 2010 to 30 Sep 2018)
  • HFMC Asset Management Limited (no longer approved here)

    FRN 194722

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2023)
  • Fiducia Wealth Management Limited (no longer approved here)

    FRN 408210

    • CF30 Customer (1 Nov 2007 to 31 Aug 2010)
    • CF21 Investment Adviser (2 Mar 2007 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (2 Mar 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.