Fiducia Wealth Management Limited

• Principal Place of Business

  Dedham Hall Business Centre

  Brook Street

  Dedham

  Colchester

  Essex

  CO7 6AD

  UNITED KINGDOM

  Phone

  +4401206321045

  Web

  https://www.fiduciawealth.co.uk

• Complaints Contact

  Dedham Hall Business Centre

  Brook Street

  Dedham

  Colchester

  Essex

  CO7 6AD

  UNITED KINGDOM

  Phone

  +4401206321045

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Michael James MacLeod

  IRN MJM01555

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Apr 2021)
  • CF30 Customer (17 Oct 2018 to 8 Dec 2019)
• Paul Michael Shadbolt

  IRN PMS01078

  • CF30 Customer (13 Jul 2016 to 22 Jan 2017)
• Peter Leonard George Cotgrove

  IRN PLC01023

  • CF1 Director (AR) (12 Jul 2011 to 30 Apr 2012)
• Richard James Heath

  IRN RJH01261

  • SMF16 Compliance Oversight (9 Dec 2019 to 28 Jan 2022)
  • SMF3 Executive Director (9 Dec 2019 to 11 Jan 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 28 Jan 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 May 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 13 May 2022)
  • CF1 Director (19 Dec 2017 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (4 May 2016 to 8 Dec 2019)
  • CF10 Compliance Oversight (4 May 2016 to 8 Dec 2019)
  • CF30 Customer (21 May 2015 to 8 Dec 2019)
• Richard William Pake

  IRN RWP01065

  • CF10 Compliance Oversight (26 Jun 2009 to 25 Jan 2013)
  • CF11 Money Laundering Reporting (26 Jun 2009 to 25 Jan 2013)
  • CF30 Customer (5 May 2009 to 25 Jan 2013)
• Robert James Wood

  IRN RJW01400

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 21 Jan 2022)
  • [FCA CF] Functions requiring qualifications (since 4 Oct 2021)
• Sarah Louise Travers

  IRN SLL01037

  • CF30 Customer (1 Nov 2007 to 26 Jun 2009)
  • CF24 Pension Transfer Specialist (25 Jan 2005 to 31 Oct 2007)
  • CF10 Compliance Oversight (12 Jan 2005 to 26 Jun 2009)
  • CF11 Money Laundering Reporting (12 Jan 2005 to 26 Jun 2009)
  • CF21 Investment Adviser (12 Jan 2005 to 31 Oct 2007)
  • CF1 Director (12 Jan 2005 to 29 Jun 2010)
• Simon Luke Bonnett

  IRN SLB00002

  • CF1 Director (8 Jun 2015 to 4 Apr 2016)
  • CF30 Customer (17 Sep 2012 to 4 Apr 2016)
• Simon Timothy Whittley

  IRN STW01021

  • CF30 Customer (21 May 2010 to 18 Oct 2010)
• Stephen James Doe

  IRN SJD01117

  • CF30 Customer (28 Nov 2008 to 30 Sep 2010)

• Ajax Capital Management Limited (no longer appointed)

  FRN 578642 · Appointed 30 Mar 2012 · Until 13 Sep 2017

• Patersons Financial Services Ltd (no longer appointed)

  FRN 229140 · Appointed 30 Jun 2011 · Until 30 Apr 2012

• Fiducia Investment Management Limited (no longer appointed)

  FRN 446023 · Appointed 15 Dec 2005 · Until 14 Feb 2017

• Investment & Retirement Solutions Ltd (no longer appointed)

  FRN 401065 · Appointed 19 Jan 2005 · Until 23 Jun 2005

No changes recorded yet.