Sarah Louise Travers

Last updated
6 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ajax Wealth Management Limited

    FRN 929578

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Blackstone Moregate Limited (no longer approved here)

    FRN 459051

    • CF30 Customer (11 Jun 2018 to 2 Nov 2020)
  • Fiducia Wealth Management Limited (no longer approved here)

    FRN 408210

    • CF30 Customer (1 Nov 2007 to 26 Jun 2009)
    • CF24 Pension Transfer Specialist (25 Jan 2005 to 31 Oct 2007)
    • CF1 Director (12 Jan 2005 to 29 Jun 2010)
    • CF21 Investment Adviser (12 Jan 2005 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (12 Jan 2005 to 26 Jun 2009)
    • CF10 Compliance Oversight (12 Jan 2005 to 26 Jun 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.