Date authorised
1 April 2013
Companies House
03631973
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    9th Foor
    30 Crown Place
    London
    EC2A 4EB
    UNITED KINGDOM
    Phone
    +4402033761444
  • Complaints Contact

    9th Foor
    30 Crown Place
    London
    EC2A 4EB
    UNITED KINGDOM
    Phone
    +4402033761444

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling which is provided in connection with investment advice and/or buy to let mortgages
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Claude Brownlow

    IRN ACB00007

    • CF30 Customer (8 Apr 2010 to 28 Dec 2012)
  • Andrew Edward Ayers

    IRN AEA01019

    • CF1 Director (AR) (12 Feb 2018 to 31 Oct 2020)
    • CF30 Customer (23 Jun 2017 to 31 Oct 2020)
  • Andrew Fishtal

    IRN AXF15095

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 11. Pension transfer specialist
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 24 Sep 2020)
    • [FCA CF] Client dealing (since 24 Sep 2020)
  • Andrew Jon Topping

    IRN AJT01290

    • [FCA CF] Client dealing (1 Apr 2025 to 25 Apr 2025)
    • [FCA CF] Functions requiring qualifications (1 Apr 2025 to 25 Apr 2025)
  • Anthony Ashley Russell

    IRN AAR00010

    • CF30 Customer (1 Nov 2007 to 28 Dec 2012)
    • CF21 Investment Adviser (10 Jan 2007 to 31 Oct 2007)
  • Colin David Thorburn

    IRN CDT00002

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (AR) (22 Dec 2014 to 10 Oct 2023)
    • CF30 Customer (12 Sep 2008 to 10 Oct 2023)
  • David Graham Bright

    IRN DGB01124

    • [FCA CF] Client dealing (9 Dec 2019 to 4 Nov 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Nov 2025)
    • CF30 Customer (15 Jul 2013 to 8 Dec 2019)
  • Dhirajlal Dhanji Shah

    IRN DDS00004

    • CF30 Customer (1 Nov 2007 to 30 Mar 2010)
    • CF21 Investment Adviser (10 Jan 2007 to 31 Oct 2007)
  • Jan Bernard Jakusz

    IRN JBJ00002

    • CF30 Customer (5 Dec 2007 to 30 Jun 2008)
  • Jane Christine Bailey

    IRN JCB01183

    • CF30 Customer (6 Apr 2010 to 29 Jul 2011)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.