Andrew Jon Topping

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • THROGMORTON FINANCIAL ADVICE LIMITED

    FRN 527015

    • (3)14. Managing investments
    • (4)4. Giving personal recommendations on retail investment products which are not broker funds
    • (1)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • (2)17. Administrative functions in relation to managing investments
    • (5)[FCA CF] Functions requiring qualifications (since 17 Oct 2025)
  • Blackstone Moregate Limited (no longer approved here)

    FRN 459051

    • [FCA CF] Functions requiring qualifications (1 Apr 2025 to 25 Apr 2025)
    • [FCA CF] Client dealing (1 Apr 2025 to 25 Apr 2025)
  • McDonald Associates Limited (no longer approved here)

    FRN 182554

    • [FCA CF] Client dealing (31 Oct 2024 to 3 Mar 2025)
    • [FCA CF] Functions requiring qualifications (25 Sep 2024 to 16 Oct 2024)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Client dealing (23 Mar 2023 to 13 Feb 2025)
    • [FCA CF] Functions requiring qualifications (23 Mar 2023 to 13 Feb 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 24 Jan 2023)
    • CF1 Director (AR) (22 Aug 2017 to 24 Jan 2023)
    • CF30 Customer (22 Aug 2017 to 24 Jan 2023)
  • AJT Wealth Management Limited (no longer approved here)

    FRN 786663

    • Employed By (22 Aug 2017 to 24 Jan 2023)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies at THROGMORTON FINANCIAL ADVICE LIMITED

  2. controlled function removed: 14. Managing investments at THROGMORTON FINANCIAL ADVICE LIMITED

  3. controlled function removed: 4. Giving personal recommendations on retail investment products which are not broker funds at THROGMORTON FINANCIAL ADVICE LIMITED

  4. controlled function removed: [FCA CF] Functions requiring qualifications at THROGMORTON FINANCIAL ADVICE LIMITED

  5. controlled function removed: 17. Administrative functions in relation to managing investments at THROGMORTON FINANCIAL ADVICE LIMITED

  6. controlled function added: (1)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies at THROGMORTON FINANCIAL ADVICE LIMITED

  7. controlled function added: (2)17. Administrative functions in relation to managing investments at THROGMORTON FINANCIAL ADVICE LIMITED

  8. controlled function added: (3)14. Managing investments at THROGMORTON FINANCIAL ADVICE LIMITED

  9. controlled function added: (4)4. Giving personal recommendations on retail investment products which are not broker funds at THROGMORTON FINANCIAL ADVICE LIMITED

  10. controlled function added: (5)[FCA CF] Functions requiring qualifications at THROGMORTON FINANCIAL ADVICE LIMITED