McDonald Associates Limited

• Principal Place of Business

  McDonald Associates Ltd, 1 Lindrick Way

  Barlborough

  Chesterfield

  Derbyshire

  S43 4XE

  UNITED KINGDOM

  Phone

  +4401246813567

  Web

  https://www.mcdonaldassociates.co.uk

• Complaints Contact

  McDonald Associates Ltd, 1 Lindrick Way

  Barlborough

  Chesterfield

  Derbyshire

  S43 4XE

  UNITED KINGDOM

  Phone

  +4401246813567

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

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  • · The firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew Jon Topping

  IRN AJT01290

  • [FCA CF] Client dealing (31 Oct 2024 to 3 Mar 2025)
  • [FCA CF] Functions requiring qualifications (25 Sep 2024 to 16 Oct 2024)
• Anthony Davison

  IRN AXD00036

  • CF21 Investment Adviser (25 Jun 2002 to 31 Oct 2002)
  • CF1 Director (25 Jun 2002 to 31 Oct 2002)
• Christine Mary McDonald

  IRN CMM01106

  • CF1 Director (29 Oct 2002 to 20 Feb 2007)
• Craig Stuart Cantrill

  IRN CSC01049

  • CF24 Pension Transfer Specialist (13 Sep 2004 to 15 Jul 2005)
  • CF21 Investment Adviser (13 Sep 2004 to 15 Jul 2005)
• Daniel Law

  IRN DXL01500

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF16 Compliance Oversight (since 26 Mar 2026)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 8 Apr 2024)
  • Responsible for Insurance Distribution (since 8 Apr 2024)
  • SMF3 Executive Director (since 8 Apr 2024)
  • [FCA CF] Client dealing (since 17 Nov 2020)
  • [FCA CF] Functions requiring qualifications (since 17 Nov 2020)
  • SMF16 Compliance Oversight (8 Apr 2024 to 3 Jul 2025)
  • CF30 Customer (12 Jan 2011 to 8 Dec 2019)
• Darren Wood

  IRN DXW01477

  • CF30 Customer (1 Nov 2007 to 3 Sep 2012)
  • CF21 Investment Adviser (1 Dec 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (22 Sep 2005 to 31 Oct 2007)
• David Leslie Hammond

  IRN DLH00006

  • [FCA CF] Functions requiring qualifications (17 Nov 2020 to 8 Apr 2024)
  • [FCA CF] Client dealing (17 Nov 2020 to 8 Apr 2024)
  • SMF3 Executive Director (9 Dec 2019 to 7 Mar 2024)
  • SMF16 Compliance Oversight (9 Dec 2019 to 7 Mar 2024)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
  • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Dean Heaps

  IRN DXH01937

  • CF30 Customer (9 May 2013 to 6 Mar 2018)
• Guy Nicholas Wray Fisher

  IRN GNF00002

  • [FCA CF] Functions requiring qualifications (13 Jan 2025 to 14 Apr 2026)
  • [FCA CF] Client dealing (13 Jan 2025 to 14 Apr 2026)
• Ian Timothy Bradshaw

  IRN ITB00001

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 17 Nov 2020)
  • [FCA CF] Client dealing (since 17 Nov 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 23 Apr 2024)
  • Responsible for Insurance Distribution (1 Oct 2018 to 4 Dec 2024)
  • CF1 Director (24 Nov 2010 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

• Annuity Advisers Ltd (no longer appointed)

  FRN 210411 · Appointed 11 Mar 2002 · Until 9 May 2013

• Health Care Funding (UK) (no longer appointed)

  FRN 188470 · Appointed 16 Sep 1998 · Until 15 Oct 2010

No changes recorded yet.