McDonald Associates Limited

Date authorised
1 April 2013
Companies House
03226950
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    McDonald Associates Ltd, 1 Lindrick Way
    Barlborough
    Chesterfield
    Derbyshire
    S43 4XE
    UNITED KINGDOM
    Phone
    +4401246813567
    Web
    https://www.mcdonaldassociates.co.uk

  • Complaints Contact

    McDonald Associates Ltd, 1 Lindrick Way
    Barlborough
    Chesterfield
    Derbyshire
    S43 4XE
    UNITED KINGDOM
    Phone
    +4401246813567

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · The firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

    For Personal pension scheme

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Douglas McDonald

    IRN JDM00007

    • CF30 Customer (1 Nov 2007 to 30 Nov 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 30 Nov 2007)
    • CF1 Director (1 Dec 2001 to 30 Nov 2007)
  • James Manna

    IRN JXM03985

    • SMF3 Executive Director (2 Jul 2024 to 17 Oct 2024)
  • Karen Michelle Nelson

    IRN KMN01025

    • CF22 Investment Adviser (Trainee) (18 Oct 2002 to 30 Apr 2004)
  • Lauren Winspear

    IRN LXW00472

    • SMF16 Compliance Oversight (25 Jun 2025 to 6 Mar 2026)
  • Margaret Braithwaite

    IRN MXB01765

    • CF1 Director (29 Oct 2002 to 31 Mar 2011)
  • Michael George Hayes

    IRN MGH01076

    • [FCA CF] Functions requiring qualifications (3 Feb 2025 to 1 Aug 2025)
    • [FCA CF] Client dealing (3 Feb 2025 to 1 Aug 2025)
  • Paul William Darley

    IRN PWD01031

    • CF21 Investment Adviser (1 Jul 2002 to 30 Jun 2004)
  • Susan Jennifer Askham

    IRN SJA00014

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 8 Feb 2002)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.