Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • CF30 Customer (since 21 Nov 2025)
    • CF1 Director (AR) (since 21 Nov 2025)
    • [FCA CF] Client dealing (since 22 Sep 2025)
    • [FCA CF] Functions requiring qualifications (since 22 Sep 2025)
    • Appointed representative dealing with clients for which they require qualification (since 22 Sep 2025)
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 17. Administrative functions in relation to managing investments
    • 14. Managing investments
    • 11. Pension transfer specialist
    • [FCA CF] Functions requiring qualifications (since 1 Aug 2025)
    • [FCA CF] Client dealing (since 1 Aug 2025)
  • McDonald Associates Limited (no longer approved here)

    FRN 182554

    • [FCA CF] Functions requiring qualifications (3 Feb 2025 to 1 Aug 2025)
    • [FCA CF] Client dealing (3 Feb 2025 to 1 Aug 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 3 Feb 2025)
    • CF1 Director (AR) (3 Jan 2019 to 3 Feb 2025)
    • CF30 Customer (15 Sep 2015 to 3 Feb 2025)
  • Foster Denovo Limited (no longer approved here)

    FRN 462728

    • CF30 Customer (7 Oct 2009 to 30 Dec 2011)
  • CLEAR FINANCIAL ADVICE LIMITED (no longer approved here)

    FRN 462810

    • CF30 Customer (1 Nov 2007 to 30 Sep 2009)
    • CF21 Investment Adviser (30 Oct 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (11 Jun 2007 to 30 Oct 2007)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF21 Investment Adviser (1 Aug 2006 to 8 Jun 2007)
    • CF22 Investment Adviser (Trainee) (22 Nov 2005 to 1 Aug 2006)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF22 Investment Adviser (Trainee) (26 Apr 2004 to 12 Oct 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.