Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Manager of certification employee (since 5 Jan 2026)
    • [FCA CF] Client dealing (since 17 Dec 2025)
    • [FCA CF] Functions requiring qualifications (since 17 Dec 2025)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF21 Investment Adviser (1 Sep 2004 to 10 Jan 2005)
  • McDonald Associates Limited (no longer approved here)

    FRN 182554

    • CF21 Investment Adviser (1 Jul 2002 to 30 Jun 2004)
  • Health Care Funding (UK) (no longer approved here)

    FRN 188470

    • (4)Employed By (1 Dec 2001 to 30 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.