Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Perspective (North West) Limited
FRN 229808
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Manager of certification employee (since 5 Jan 2026)
- [FCA CF] Client dealing (since 17 Dec 2025)
- [FCA CF] Functions requiring qualifications (since 17 Dec 2025)
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- CF21 Investment Adviser (1 Sep 2004 to 10 Jan 2005)
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- CF21 Investment Adviser (1 Jul 2002 to 30 Jun 2004)
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- (4)Employed By (1 Dec 2001 to 30 Jun 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.