Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 17 Nov 2020)
    • [FCA CF] Functions requiring qualifications (since 17 Nov 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 23 Apr 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 4 Dec 2024)
    • CF1 Director (24 Nov 2010 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
  • HAMNETT WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 447862

    • CF30 Customer (1 Nov 2007 to 17 Dec 2009)
    • CF24 Pension Transfer Specialist (3 Jul 2006 to 31 Oct 2007)
  • Health Care Funding (UK) (no longer approved here)

    FRN 188470

    • (5)Employed By (1 Dec 2001 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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