David Leslie Hammond

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • McDonald Associates Limited (no longer approved here)

    FRN 182554

    • [FCA CF] Client dealing (17 Nov 2020 to 8 Apr 2024)
    • [FCA CF] Functions requiring qualifications (17 Nov 2020 to 8 Apr 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 7 Mar 2024)
    • SMF3 Executive Director (9 Dec 2019 to 7 Mar 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • Health Care Funding (UK) (no longer approved here)

    FRN 188470

    • (3)Employed By (1 Dec 2001 to 21 Oct 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.