Richard James Heath

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fiducia Wealth Management Limited (no longer approved here)

    FRN 408210

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 May 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 28 Jan 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 28 Jan 2022)
    • SMF3 Executive Director (9 Dec 2019 to 11 Jan 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 13 May 2022)
    • CF1 Director (19 Dec 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (4 May 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (4 May 2016 to 8 Dec 2019)
    • CF30 Customer (21 May 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.