Stephen James Doe

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Big Skies Wealth Management Limited

    FRN 776786

    • (1)Employed By (since 22 Feb 2024)
    • (1)Employed By (12 May 2017 to 22 Feb 2024)
  • 2 Plan Wealth Management Limited

    FRN 461598

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 14 Feb 2024)
    • CF30 Customer (since 2 Dec 2023)
    • CF1 Director (AR) (since 2 Dec 2023)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 22 Feb 2024)
    • CF1 Director (AR) (12 May 2017 to 22 Feb 2024)
    • CF30 Customer (12 May 2017 to 22 Feb 2024)
  • RXI WEALTH LIMITED (no longer approved here)

    FRN 749884

    • CF30 Customer (1 Dec 2016 to 3 Jan 2017)
  • Kingsfleet Wealth Limited (no longer approved here)

    FRN 514731

    • CF30 Customer (1 Aug 2015 to 15 Nov 2016)
  • Fiducia Wealth Management Limited (no longer approved here)

    FRN 408210

    • CF30 Customer (28 Nov 2008 to 30 Sep 2010)
  • MM Wealth Ltd (no longer approved here)

    FRN 148496

    • CF30 Customer (13 Mar 2008 to 25 Nov 2008)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 8 Nov 2007)
    • CF21 Investment Adviser (15 Apr 2005 to 31 Oct 2007)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (8 Aug 2002 to 18 Mar 2005)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Big Skies Wealth Management Limited

  2. controlled function added: (1)Employed By at Big Skies Wealth Management Limited