Kingsfleet Wealth Limited

• Principal Place of Business

  Kingsfleet Wealth

  Claydon Court

  Old Ipswich Road

  Claydon

  Ipswich

  Suffolk

  IP6 0AE

  UNITED KINGDOM

  Phone

  +4401473744724

  Web

  https://kingsfleetwealth.co.uk

• Complaints Contact

  Kingsfleet Wealth

  Claydon Court

  Old Ipswich Road

  Claydon

  Ipswich

  Suffolk

  IP6 0AE

  UNITED KINGDOM

  Phone

  +4401473744724

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Christopher Jeffrey Alcock

  IRN CXA81367

  • [FCA CF] Client dealing (1 Jul 2024 to 4 Sep 2024)
  • [FCA CF] Functions requiring qualifications (1 Jul 2024 to 4 Sep 2024)
• Colin Ian Low

  IRN CIL01006

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (6 Sep 2016 to 5 Oct 2017)
  • Responsible for Insurance Mediation (19 May 2011 to 30 Sep 2018)
  • CF11 Money Laundering Reporting (19 May 2011 to 8 Dec 2019)
  • CF10 Compliance Oversight (19 May 2011 to 19 Jul 2012)
  • CF1 Director (19 May 2011 to 8 Dec 2019)
  • CF30 Customer (23 Apr 2010 to 8 Dec 2019)
• Daniel Richard Zipfel

  IRN DXZ00019

  • [FCA CF] Client dealing (14 Jul 2022 to 6 Dec 2022)
  • [FCA CF] Functions requiring qualifications (14 Jul 2022 to 6 Dec 2022)
• David Alexander Greenwood

  IRN DAG01123

  • CF30 Customer (10 Jul 2012 to 26 Apr 2013)
• Gary Gladwell

  IRN GXG17091

  • [FCA CF] Client dealing (9 Dec 2020 to 4 Apr 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Apr 2022)
  • CF30 Customer (11 Jul 2019 to 8 Dec 2019)
• Gavin James Wood

  IRN GJW00047

  • CF10 Compliance Oversight (4 Mar 2013 to 20 Feb 2014)
  • CF30 Customer (10 Jan 2013 to 4 Feb 2014)
  • CF1 Director (21 Nov 2012 to 4 Feb 2014)
• George Hinds

  IRN GXH06016

  • CF30 Customer (8 Apr 2010 to 12 Jul 2019)
• James McLaughlin

  IRN JXM04265

  • [FCA CF] Client dealing (1 Apr 2025 to 20 Jan 2026)
  • [FCA CF] Functions requiring qualifications (1 Apr 2025 to 20 Jan 2026)
• Jennifer Williams

  IRN JXW00191

  • CF30 Customer (5 Jan 2015 to 24 Jul 2018)
• Julian Guy Charles Seymour

  IRN JGS01125

  • CF1 Director (AR) (9 Nov 2012 to 6 Jun 2013)

• JLM Independent Wealth Management Ltd (no longer appointed)

  FRN 568334 · Appointed 11 Jun 2012 · Until 6 Jun 2013

No changes recorded yet.