Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 2 Oct 2024)
    • [FCA CF] Functions requiring qualifications (since 2 Oct 2024)
  • Kingsfleet Wealth Limited (no longer approved here)

    FRN 514731

    • [FCA CF] Functions requiring qualifications (1 Jul 2024 to 4 Sep 2024)
    • [FCA CF] Client dealing (1 Jul 2024 to 4 Sep 2024)
  • Beckett Financial Services Limited (no longer approved here)

    FRN 138104

    • [FCA CF] Client dealing (9 May 2022 to 29 Feb 2024)
    • [FCA CF] Functions requiring qualifications (9 May 2022 to 29 Feb 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (31 Jul 2020 to 14 Apr 2022)
    • CF30 Customer (4 Jun 2020 to 14 Apr 2022)
  • Dean J. Last Wealth Management Ltd (no longer approved here)

    FRN 503413

    • (1)Employed By (4 Jun 2020 to 14 Apr 2022)

Recent activity

Updates to this individual's record on the FCA register.

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