Colin Ian Low

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Kingsfleet Wealth Limited

    FRN 514731

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (6 Sep 2016 to 5 Oct 2017)
    • CF1 Director (19 May 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (19 May 2011 to 8 Dec 2019)
    • Responsible for Insurance Mediation (19 May 2011 to 30 Sep 2018)
    • CF10 Compliance Oversight (19 May 2011 to 19 Jul 2012)
    • CF30 Customer (23 Apr 2010 to 8 Dec 2019)
  • RXI WEALTH LIMITED

    FRN 749884

    • 14. Managing investments
    • 17. Administrative functions in relation to managing investments
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (1 Dec 2016 to 8 Dec 2019)
    • CF30 Customer (1 Dec 2016 to 8 Dec 2019)
  • WOODWARD MARKWELL FINANCIAL ADVISERS LTD (no longer approved here)

    FRN 146449

    • CF30 Customer (4 Mar 2008 to 23 Jun 2010)

Recent activity

Updates to this individual's record on the FCA register.

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