Gavin James Wood

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Absolute Sense Independent Financial Advisers Limited

    FRN 828966

    • SMF3 Executive Director (since 24 Dec 2025)
  • Beckett Financial Services Limited

    FRN 138104

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • CF1 Director (AR) (since 24 Apr 2024)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF1 Director (22 Oct 2018 to 8 Dec 2019)
    • CF30 Customer (30 Jan 2015 to 8 Dec 2019)
  • Waveney Valley Independent Financial Advisers Ltd

    FRN 825631

    • (1)Employed By (since 24 Apr 2024)
  • Kingsfleet Wealth Limited (no longer approved here)

    FRN 514731

    • CF10 Compliance Oversight (4 Mar 2013 to 20 Feb 2014)
    • CF30 Customer (10 Jan 2013 to 4 Feb 2014)
    • CF1 Director (21 Nov 2012 to 4 Feb 2014)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Waveney Valley Independent Financial Advisers Ltd

  2. controlled function added: (1)Employed By at Waveney Valley Independent Financial Advisers Ltd