Simon Timothy Whittley

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Fiducia Wealth Management Limited (no longer approved here)
FRN 408210
- CF30 Customer (21 May 2010 to 18 Oct 2010)
Canaccord Genuity Limited (no longer approved here)
FRN 182011
- CF30 Customer (13 Aug 2009 to 9 Dec 2009)
Credit Suisse (UK) Limited (no longer approved here)
FRN 124269
- CF21 Investment Adviser (21 Aug 2006 to 17 Jul 2007)
ARBUTHNOT LATHAM & CO., LIMITED (no longer approved here)
FRN 143336
- CF21 Investment Adviser (8 Dec 2005 to 30 May 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.