Daniel Leigh Kern

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Emery (IFA) Limited

    FRN 526134

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • [FCA CF] Client dealing (since 9 Dec 2020)
  • Fiducia Wealth Management Limited (no longer approved here)

    FRN 408210

    • CF30 Customer (9 Sep 2016 to 8 Dec 2019)
  • IM ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 402770

    • CF30 Customer (24 Sep 2015 to 7 Jun 2016)
  • Hawkes & Co (U596) (no longer approved here)

    FRN 182986

    • (2)Employed By (22 Mar 2002 to 10 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.