Emery (IFA) Limited

• Principal Place of Business

  Emery I F A Ltd

  910 The Crescent

  Colchester Business Park

  Colchester

  Essex

  CO4 9YQ

  UNITED KINGDOM

  Phone

  +4401206710000

  Web

  https://amberriver.com

• Complaints Contact

  Emery I F A Ltd

  910 The Crescent

  Colchester Business Park

  Colchester

  Essex

  CO4 9YQ

  UNITED KINGDOM

  Phone

  +4401206710000

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Stockbroking

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam Matthew Raybould

  IRN AXR01043

  • SMF3 Executive Director (since 22 May 2025)
• Aimee Louise Keteca

  IRN ALK01063

  • CF4 Partner (AR) (1 Feb 2016 to 11 Dec 2025)
• Andrea Carrie Rocsan Painter

  IRN ACP00007

  • CF30 Customer (1 Nov 2011 to 13 Jul 2012)
• Cameron Fraser Truscott

  IRN CXT00426

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 25 Oct 2023)
  • [FCA CF] Functions requiring qualifications (since 29 Jun 2023)
• Christopher Matthew Fox

  IRN CMF00016

  • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 10 Apr 2024)
  • [FCA CF] Client dealing (9 Dec 2020 to 10 Apr 2024)
  • CF30 Customer (6 Oct 2010 to 8 Dec 2019)
• Colin McKenzie

  IRN CXM00027

  • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 5 Feb 2025)
  • [FCA CF] Client dealing (9 Dec 2020 to 5 Feb 2025)
  • Appointed representative dealing with clients for which they require qualification (9 Dec 2020 to 5 Dec 2025)
  • CF30 Customer (28 Aug 2012 to 6 Jan 2026)
  • CF4 Partner (AR) (28 Aug 2012 to 6 Jan 2026)
• Daniel Leigh Kern

  IRN DLK00001

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
  • [FCA CF] Client dealing (since 9 Dec 2020)
• David Graham Bright

  IRN DGB01124

  • CF30 Customer (15 Oct 2012 to 28 Jun 2013)
• David Philip Robertson

  IRN DPR01100

  • [FCA CF] Client dealing (25 Oct 2023 to 31 Oct 2025)
  • [FCA CF] Functions requiring qualifications (10 May 2023 to 31 Oct 2025)
• Edward Stephen Gage

  IRN EXG01438

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 10 Apr 2024)
  • [FCA CF] Client dealing (since 10 Apr 2024)

• McKenzie Rose LLP (no longer appointed)

  FRN 522607 · Appointed 9 Aug 2012 · Until 9 Jan 2026

• Roxborough Consultancy Ltd (no longer appointed)

  FRN 212993 · Appointed 2 Aug 2012 · Until 2 Feb 2015

No changes recorded yet.