Emery (IFA) Limited

• Principal Place of Business

  Emery I F A Ltd

  910 The Crescent

  Colchester Business Park

  Colchester

  Essex

  CO4 9YQ

  UNITED KINGDOM

  Phone

  +4401206710000

  Web

  https://amberriver.com

• Complaints Contact

  Emery I F A Ltd

  910 The Crescent

  Colchester Business Park

  Colchester

  Essex

  CO4 9YQ

  UNITED KINGDOM

  Phone

  +4401206710000

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Stockbroking

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Eugene Michael Bibik

  IRN EXB00313

  • SMF3 Executive Director (13 Apr 2023 to 19 Jun 2023)
• James Brunning

  IRN JXB00593

  • SMF3 Executive Director (15 Jun 2023 to 30 Mar 2025)
• James Edward Fane de Salis

  IRN JED00036

  • Director of firm who is not a certification employee or a SMF manager (20 Feb 2024 to 1 Apr 2026)
• James Francis Lombard

  IRN JXL00771

  • Director of firm who is not a certification employee or a SMF manager (since 20 Feb 2024)
• Jane Anne Coster

  IRN JAC01416

  • CF30 Customer (15 Oct 2010 to 29 Aug 2019)
• Jon Anderson

  IRN JRA01070

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Manager of certification employee (since 23 Nov 2023)
  • [FCA CF] Client dealing (since 23 Nov 2023)
  • [FCA CF] Functions requiring qualifications (since 23 Nov 2023)
• Kim Elizabeth Daley

  IRN KED01016

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 10 Apr 2024)
  • [FCA CF] Functions requiring qualifications (since 10 Apr 2024)
• Kyle McGill

  IRN KXM00344

  • [FCA CF] Client dealing (11 Sep 2023 to 6 Jan 2026)
  • [FCA CF] Functions requiring qualifications (11 Sep 2023 to 6 Jan 2026)
• Linda Mckenzie

  IRN LXM01816

  • CF4 Partner (AR) (2 Feb 2015 to 11 Dec 2025)
• Lisa-Jayne Vines

  IRN LXV00005

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 28 Nov 2025)
  • [FCA CF] Client dealing (9 Dec 2020 to 25 Oct 2023)

• McKenzie Rose LLP (no longer appointed)

  FRN 522607 · Appointed 9 Aug 2012 · Until 9 Jan 2026

• Roxborough Consultancy Ltd (no longer appointed)

  FRN 212993 · Appointed 2 Aug 2012 · Until 2 Feb 2015

No changes recorded yet.