Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Attivo Financial Services Limited
FRN 462105
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- [FCA CF] Client dealing (since 13 Jan 2026)
- [FCA CF] Functions requiring qualifications (since 13 Jan 2026)
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Attivo Financial Limited
FRN 497130
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- [FCA CF] Functions requiring qualifications (since 13 Jan 2026)
- [FCA CF] Client dealing (since 12 Jan 2026)
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- (18)[FCA CF] Functions requiring qualifications (17 Jul 2025 to 7 Jan 2026)
- (17)[FCA CF] Client dealing (17 Jul 2025 to 7 Jan 2026)
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- (2)[FCA CF] Client dealing (9 Jun 2025 to 7 Jan 2026)
- (3)[FCA CF] Functions requiring qualifications (9 Jun 2025 to 7 Jan 2026)
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- [FCA CF] Client dealing (11 Sep 2023 to 6 Jan 2026)
- [FCA CF] Functions requiring qualifications (11 Sep 2023 to 6 Jan 2026)
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- [FCA CF] Client dealing (29 Jun 2021 to 31 Aug 2023)
- [FCA CF] Functions requiring qualifications (29 Jun 2021 to 31 Aug 2023)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (17)[FCA CF] Client dealing at J M WAKELING INDEPENDENT FINANCIAL ADVISERS LIMITED
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controlled function added: (18)[FCA CF] Functions requiring qualifications at J M WAKELING INDEPENDENT FINANCIAL ADVISERS LIMITED
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controlled function added: (2)[FCA CF] Client dealing at The Broughton Wilkins Partnership Ltd
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controlled function added: (3)[FCA CF] Functions requiring qualifications at The Broughton Wilkins Partnership Ltd