Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 13 Jan 2026)
    • [FCA CF] Functions requiring qualifications (since 13 Jan 2026)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 13 Jan 2026)
    • [FCA CF] Client dealing (since 12 Jan 2026)
  • J M WAKELING INDEPENDENT FINANCIAL ADVISERS LIMITED (no longer approved here)

    FRN 513644

    • (18)[FCA CF] Functions requiring qualifications (17 Jul 2025 to 7 Jan 2026)
    • (17)[FCA CF] Client dealing (17 Jul 2025 to 7 Jan 2026)
  • The Broughton Wilkins Partnership Ltd (no longer approved here)

    FRN 195273

    • (2)[FCA CF] Client dealing (9 Jun 2025 to 7 Jan 2026)
    • (3)[FCA CF] Functions requiring qualifications (9 Jun 2025 to 7 Jan 2026)
  • Emery (IFA) Limited (no longer approved here)

    FRN 526134

    • [FCA CF] Client dealing (11 Sep 2023 to 6 Jan 2026)
    • [FCA CF] Functions requiring qualifications (11 Sep 2023 to 6 Jan 2026)
  • Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

    FRN 830170

    • [FCA CF] Client dealing (29 Jun 2021 to 31 Aug 2023)
    • [FCA CF] Functions requiring qualifications (29 Jun 2021 to 31 Aug 2023)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (17)[FCA CF] Client dealing at J M WAKELING INDEPENDENT FINANCIAL ADVISERS LIMITED

  2. controlled function added: (18)[FCA CF] Functions requiring qualifications at J M WAKELING INDEPENDENT FINANCIAL ADVISERS LIMITED

  3. controlled function added: (2)[FCA CF] Client dealing at The Broughton Wilkins Partnership Ltd

  4. controlled function added: (3)[FCA CF] Functions requiring qualifications at The Broughton Wilkins Partnership Ltd