Emery (IFA) Limited

• Principal Place of Business

  Emery I F A Ltd

  910 The Crescent

  Colchester Business Park

  Colchester

  Essex

  CO4 9YQ

  UNITED KINGDOM

  Phone

  +4401206710000

  Web

  https://amberriver.com

• Complaints Contact

  Emery I F A Ltd

  910 The Crescent

  Colchester Business Park

  Colchester

  Essex

  CO4 9YQ

  UNITED KINGDOM

  Phone

  +4401206710000

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Stockbroking

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Malcolm Angus Hamilton-Martin

  IRN MAH00030

  • CF30 Customer (9 Aug 2012 to 31 Jan 2015)
  • CF1 Director (AR) (9 Aug 2012 to 31 Jan 2015)
• Mary-Anne McIntyre

  IRN MXM01289

  • Director of firm who is not a certification employee or a SMF manager (since 20 Feb 2024)
• Matthew Gwyn Morris

  IRN MXM04563

  • SMF3 Executive Director (since 22 May 2025)
• Michael Dominic Greely

  IRN MDG01064

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF16 Compliance Oversight (since 15 Aug 2025)
  • SMF3 Executive Director (since 3 Jan 2024)
  • [FCA CF] Manager of certification employee (since 23 Nov 2023)
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
  • CF30 Customer (22 Aug 2016 to 8 Dec 2019)
• Neil Anthony Bolton

  IRN NAB00021

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 10 Apr 2024)
  • [FCA CF] Functions requiring qualifications (since 10 Apr 2024)
• Neil Laughton

  IRN NXL01150

  • Responsible for Insurance Distribution (11 Jul 2024 to 7 Apr 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (7 Jun 2023 to 7 Apr 2025)
  • SMF16 Compliance Oversight (7 Jun 2023 to 7 Apr 2025)
• Nigel Geoffrey Shouksmith

  IRN NGS01031

  • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 8 Nov 2024)
  • [FCA CF] Client dealing (9 Dec 2020 to 8 Nov 2024)
  • CF30 Customer (7 Jul 2014 to 8 Dec 2019)
• Peter Leonard Emery

  IRN PLE00002

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 14. Managing investments
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
  • [FCA CF] Significant management (9 Dec 2020 to 23 Nov 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 7 Jul 2023)
  • SMF16 Compliance Oversight (9 Dec 2019 to 7 Jul 2023)
  • SMF3 Executive Director (9 Dec 2019 to 22 Nov 2023)
  • Responsible for Insurance Distribution (1 Oct 2018 to 22 Nov 2023)
  • Responsibility for MCD Intermediation (12 May 2016 to 22 Nov 2023)
  • Responsible for Insurance Mediation (6 Oct 2010 to 30 Sep 2018)
  • CF30 Customer (6 Oct 2010 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (6 Oct 2010 to 8 Dec 2019)
  • CF10 Compliance Oversight (6 Oct 2010 to 8 Dec 2019)
  • CF1 Director (6 Oct 2010 to 8 Dec 2019)
• Rayna Stoyanova

  IRN RXS30578

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 16 Mar 2026)
  • [FCA CF] Client dealing (since 16 Mar 2026)
• Rebecca Jade Welthy

  IRN RJW01388

  • [FCA CF] Functions requiring qualifications (21 Mar 2022 to 5 Jan 2024)
  • [FCA CF] Client dealing (21 Mar 2022 to 5 Jan 2024)

• McKenzie Rose LLP (no longer appointed)

  FRN 522607 · Appointed 9 Aug 2012 · Until 9 Jan 2026

• Roxborough Consultancy Ltd (no longer appointed)

  FRN 212993 · Appointed 2 Aug 2012 · Until 2 Feb 2015

No changes recorded yet.