Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ValidPath Limited
FRN 197107
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 11 Nov 2024)
- CF1 Director (AR) (since 22 Jul 2024)
- CF30 Customer (since 22 Jul 2024)
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Shouksmith Financial Planning Ltd
FRN 1016304
- (1)Employed By (since 22 Jul 2024)
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- [FCA CF] Functions requiring qualifications (9 Dec 2020 to 8 Nov 2024)
- [FCA CF] Client dealing (9 Dec 2020 to 8 Nov 2024)
- CF30 Customer (7 Jul 2014 to 8 Dec 2019)
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- CF30 Customer (7 Feb 2013 to 30 Jun 2014)
- CF21 Investment Adviser (19 Jun 2003 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (21 Aug 2002 to 19 Jun 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.