Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 11 Nov 2024)
    • CF1 Director (AR) (since 22 Jul 2024)
    • CF30 Customer (since 22 Jul 2024)
    • (1)Employed By (since 22 Jul 2024)
  • Emery (IFA) Limited (no longer approved here)

    FRN 526134

    • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 8 Nov 2024)
    • [FCA CF] Client dealing (9 Dec 2020 to 8 Nov 2024)
    • CF30 Customer (7 Jul 2014 to 8 Dec 2019)
  • R.J. Hurst & Partners Limited (no longer approved here)

    FRN 116306

    • CF30 Customer (7 Feb 2013 to 30 Jun 2014)
    • CF21 Investment Adviser (19 Jun 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (21 Aug 2002 to 19 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.