R.J. Hurst & Partners Limited

• Principal Place of Business

  14 Crusader Business Park

  Stephenson Road West

  Clacton-on-Sea

  Essex

  CO15 4TN

  UNITED KINGDOM

  Phone

  +441255223699

  Web

  http://www.hurstfm.co.uk

• Complaints Contact

  Unit 14

  Crusader Business Park

  Stephenson Road West

  Clacton-on-Sea

  Essex

  CO15 4TN

  UNITED KINGDOM

  Phone

  +441255223699

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alan John Roast

  IRN AJR00037

  • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2004)
• Ann Elizabeth Pallant

  IRN AEP00014

  • CF2 Non Executive Director (1 Dec 2001 to 1 Oct 2003)
• Colin Mundy Beedleston

  IRN CMB00016

  • CF2 Non Executive Director (27 Aug 2004 to 22 Dec 2009)
  • CF1 Director (1 Dec 2001 to 27 Aug 2004)
• Edith Joy Budden

  IRN EJB00009

  • CF2 Non Executive Director (1 Dec 2001 to 22 Dec 2009)
• Frederick John Graham

  IRN FJG00001

  • CF30 Customer (1 Nov 2007 to 1 Aug 2009)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Geoffrey Edward Moore

  IRN GXM00200

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (19 Jun 2003 to 31 Oct 2007)
• George Henry Dadswell

  IRN GHD00005

  • CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2004)
• Gerald Malcolm Berncastel

  IRN GMB00014

  • CF11 Money Laundering Reporting (14 Mar 2011 to 23 Jun 2017)
  • CF2 Non Executive Director (28 Sep 2004 to 16 Aug 2018)
  • CF1 Director (1 Dec 2001 to 28 Sep 2004)
  • CF21 Investment Adviser (1 Dec 2001 to 28 Sep 2004)
• Hazel Hurst

  IRN HXH00007

  • CF2 Non Executive Director (1 Dec 2001 to 1 Aug 2003)
• James Tomlin Bugden

  IRN JTB00004

  • CF30 Customer (1 Nov 2007 to 31 Dec 2010)
  • CF1 Director (1 Dec 2001 to 31 Dec 2010)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 31 Dec 2010)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

• Green Lane Financial Planning Limited

  FRN 820444 · Appointed 10 Sep 2018

• Robert J Hurst Ltd (no longer appointed)

  FRN 402271 · Appointed 31 Oct 2004 · Until 30 Apr 2005

No changes recorded yet.