Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
R.J. Hurst & Partners Limited
FRN 116306
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Client dealing (since 9 Dec 2020)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (19 Jun 2003 to 31 Oct 2007)
-
- Employed By (24 Oct 2000 to 16 May 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.