Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Responsible for Insurance Distribution (11 Jul 2024 to 7 Apr 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (7 Jun 2023 to 7 Apr 2025)
- SMF16 Compliance Oversight (7 Jun 2023 to 7 Apr 2025)
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- CF29 Significant management (18 Aug 2014 to 12 Nov 2014)
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- CF30 Customer (18 Oct 2012 to 24 Mar 2016)
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- Employed By (18 Oct 2012 to 24 Mar 2016)
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- (19)Employed By (11 Aug 2010 to 20 Oct 2010)
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- CF30 Customer (14 Apr 2010 to 20 Oct 2010)
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- CF30 Customer (1 Nov 2007 to 1 Oct 2008)
- CF22 Investment Adviser (Trainee) (24 Nov 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.