Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The Broughton Wilkins Partnership Ltd
FRN 195273
- (11)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- (12)4. Giving personal recommendations on retail investment products which are not broker funds
- (13)[FCA CF] Client dealing (since 16 Mar 2026)
- (14)[FCA CF] Functions requiring qualifications (since 16 Mar 2026)
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- (4)4. Giving personal recommendations on retail investment products which are not broker funds
- (3)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- (2)[FCA CF] Functions requiring qualifications (16 Mar 2026 to 31 Mar 2026)
- (1)[FCA CF] Client dealing (16 Mar 2026 to 31 Mar 2026)
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Emery (IFA) Limited
FRN 526134
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 16 Mar 2026)
- [FCA CF] Client dealing (since 16 Mar 2026)
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- [FCA CF] Functions requiring qualifications (16 Apr 2025 to 29 Nov 2025)
- [FCA CF] Client dealing (16 Apr 2025 to 29 Nov 2025)
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- Appointed representative dealing with clients for which they require qualification (12 Dec 2022 to 16 Apr 2025)
- CF30 Customer (16 Nov 2022 to 16 Apr 2025)
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- [FCA CF] Functions requiring qualifications (1 Jul 2018 to 15 Sep 2022)
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- [FCA CF] Functions requiring qualifications (19 Oct 2016 to 1 Jul 2018)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: [FCA CF] Client dealing at J M WAKELING INDEPENDENT FINANCIAL ADVISERS LIMITED
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controlled function removed: 4. Giving personal recommendations on retail investment products which are not broker funds at J M WAKELING INDEPENDENT FINANCIAL ADVISERS LIMITED
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controlled function removed: [FCA CF] Functions requiring qualifications at J M WAKELING INDEPENDENT FINANCIAL ADVISERS LIMITED
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controlled function removed: 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met) at J M WAKELING INDEPENDENT FINANCIAL ADVISERS LIMITED
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controlled function added: (1)[FCA CF] Client dealing at J M WAKELING INDEPENDENT FINANCIAL ADVISERS LIMITED
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controlled function added: (2)[FCA CF] Functions requiring qualifications at J M WAKELING INDEPENDENT FINANCIAL ADVISERS LIMITED
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controlled function added: (3)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met) at J M WAKELING INDEPENDENT FINANCIAL ADVISERS LIMITED
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controlled function added: (4)4. Giving personal recommendations on retail investment products which are not broker funds at J M WAKELING INDEPENDENT FINANCIAL ADVISERS LIMITED
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controlled function removed: [FCA CF] Client dealing at The Broughton Wilkins Partnership Ltd
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controlled function removed: 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met) at The Broughton Wilkins Partnership Ltd