Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF16 Compliance Oversight (since 15 Aug 2025)
    • SMF3 Executive Director (since 3 Jan 2024)
    • [FCA CF] Manager of certification employee (since 23 Nov 2023)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • CF30 Customer (22 Aug 2016 to 8 Dec 2019)
  • Birkett Long IFA LLP (no longer approved here)

    FRN 654458

    • CF30 Customer (2 Jun 2015 to 15 Jul 2016)

Recent activity

Updates to this individual's record on the FCA register.

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