James Edward Fane de Salis

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Emery (IFA) Limited (no longer approved here)

    FRN 526134

    • Director of firm who is not a certification employee or a SMF manager (20 Feb 2024 to 1 Apr 2026)
  • Amber River Investment Solutions LLP (no longer approved here)

    FRN 717959

    • [FCA CF] Manager of certification employee (6 Jun 2022 to 31 May 2023)
    • [FCA CF] Client dealing (6 Jun 2022 to 1 Apr 2026)
    • [FCA CF] Functions requiring qualifications (6 Jun 2022 to 1 Apr 2026)
    • SMF27 Partner (8 Apr 2022 to 1 Apr 2026)
  • Barclays Asset Management Limited (no longer approved here)

    FRN 505543

    • CF1 Director (21 Jun 2013 to 31 Jan 2016)
  • FIL Investment Services (UK) Limited (no longer approved here)

    FRN 121939

    • CF16 Significant Mgt (Desgntd Investment Business) (9 Aug 2004 to 14 Jun 2005)
  • Financial Administration Services Limited (no longer approved here)

    FRN 122169

    • CF16 Significant Mgt (Desgntd Investment Business) (9 Aug 2004 to 14 Jun 2005)
  • FIL Investments International (no longer approved here)

    FRN 122170

    • CF16 Significant Mgt (Desgntd Investment Business) (9 Aug 2004 to 14 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

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