Amber River Investment Solutions LLP

• Principal Place of Business

  90 High Holborn

  Floor 4

  London

  WC1V 6LJ

  UNITED KINGDOM

  Phone

  +442039253936

• Complaints Contact

  90 High Holborn

  Floor 4

  London

  WC1V 6LJ

  UNITED KINGDOM

  Phone

  +447912506341

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• George Nigel Critchley

  IRN GNC00001

  • [FCA CF] Functions requiring qualifications (24 Mar 2021 to 6 Jun 2022)
  • [FCA CF] Manager of certification employee (24 Mar 2021 to 6 Jun 2022)
  • [FCA CF] Client dealing (24 Mar 2021 to 6 Jun 2022)
  • SMF27 Partner (9 Dec 2019 to 16 May 2022)
  • CF4 Partner (15 Jul 2016 to 8 Dec 2019)
  • CF30 Customer (15 Jul 2016 to 8 Dec 2019)
• Helen Catherine Lupton

  IRN HCL01007

  • [FCA CF] Client dealing (24 Mar 2021 to 6 Jun 2022)
  • [FCA CF] Functions requiring qualifications (24 Mar 2021 to 6 Jun 2022)
  • [FCA CF] Manager of certification employee (24 Mar 2021 to 6 Jun 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 16 May 2022)
  • SMF27 Partner (9 Dec 2019 to 16 May 2022)
  • SMF16 Compliance Oversight (9 Dec 2019 to 16 May 2022)
  • CF4 Partner (15 Jul 2016 to 8 Dec 2019)
  • CF30 Customer (15 Jul 2016 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (15 Jul 2016 to 8 Dec 2019)
  • CF10 Compliance Oversight (15 Jul 2016 to 8 Dec 2019)
• James Edward Fane de Salis

  IRN JED00036

  • [FCA CF] Client dealing (6 Jun 2022 to 1 Apr 2026)
  • [FCA CF] Manager of certification employee (6 Jun 2022 to 31 May 2023)
  • [FCA CF] Functions requiring qualifications (6 Jun 2022 to 1 Apr 2026)
  • SMF27 Partner (8 Apr 2022 to 1 Apr 2026)
• Lisa Susan Fisher

  IRN LXF00203

  • SMF27 Partner (since 28 Jul 2023)
  • SMF16 Compliance Oversight (since 28 Jul 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 28 Jul 2023)
• Michael Clarke

  IRN MJC00027

  • CF4 Partner (15 Jul 2016 to 23 Jan 2017)
• Neil John Walkling

  IRN NXW00183

  • SMF27 Partner (14 Apr 2022 to 31 Jul 2023)
  • SMF16 Compliance Oversight (14 Apr 2022 to 31 Jul 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (14 Apr 2022 to 31 Jul 2023)
• Susan Peary

  IRN SXP02056

  • SMF27 Partner (9 Dec 2019 to 16 May 2022)
  • CF4 Partner (15 Jul 2016 to 8 Dec 2019)
• Tom Macpherson

  IRN TXM01790

  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 30 Apr 2025)
  • [FCA CF] Client dealing (since 30 Apr 2025)

No changes recorded yet.