Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (1 May 2021 to 23 Apr 2025)
    • CF1 Director (10 Nov 2008 to 8 Dec 2019)
    • CF30 Customer (10 Nov 2008 to 8 Dec 2019)
  • True Bearing (North West) Limited (no longer approved here)

    FRN 709439

    • (28)Employed By (21 Jun 2021 to 22 Apr 2025)
  • Amber River Investment Solutions LLP (no longer approved here)

    FRN 717959

    • CF4 Partner (15 Jul 2016 to 23 Jan 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.