Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Amber River Investment Solutions LLP
FRN 717959
- 14. Managing investments
- [FCA CF] Functions requiring qualifications (since 30 Apr 2025)
- [FCA CF] Client dealing (since 30 Apr 2025)
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- [FCA CF] Client dealing (4 Apr 2023 to 31 Jan 2024)
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- [FCA CF] Client dealing (9 Aug 2022 to 9 Feb 2023)
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- [FCA CF] Client dealing (9 Aug 2022 to 31 Jan 2024)
- [FCA CF] Functions requiring qualifications (9 Aug 2022 to 31 Jan 2024)
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- [FCA CF] Manager of certification employee (1 Feb 2020 to 17 Jun 2022)
- [FCA CF] Functions requiring qualifications (1 Feb 2020 to 17 Jun 2022)
- [FCA CF] Client dealing (1 Feb 2020 to 17 Jun 2022)
- CF30 Customer (17 Sep 2013 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.