Titan Asset Management Ltd

Date authorised
1 April 2013
Companies House
07805960
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    101 Wigmore Street
    London
    London
    W1U 1QU
    UNITED KINGDOM
    Phone
    +4408000480150
    Web
    https://www.titanwh.com

  • Complaints Contact

    101 Wigmore Street
    London
    London
    W1U 1QU
    UNITED KINGDOM
    Phone
    +4408000480150

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alex Robinson

    IRN ACR01107

    • SMF9 Chair of the Governing Body (since 7 Nov 2022)
  • Alexander George Ernest Livingstone

    IRN AXL02255

    • [FCA CF] Client dealing (24 Mar 2022 to 16 Aug 2024)
    • CF30 Customer (31 Oct 2017 to 8 Dec 2019)
  • Andrew Mark Fouracres

    IRN AMF00007

    • SMF16 Compliance Oversight (9 Dec 2019 to 8 Apr 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 8 Apr 2020)
    • CF11 Money Laundering Reporting (31 Aug 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (31 Aug 2017 to 8 Dec 2019)
  • Andrew Robert Graham Pottie

    IRN ARP01175

    • [FCA CF] Client dealing (24 Mar 2022 to 21 Jul 2022)
    • CF30 Customer (1 Sep 2016 to 8 Dec 2019)
  • Benjamin Scott Raven

    IRN BSR01024

    • SMF3 Executive Director (9 Dec 2019 to 31 Aug 2021)
    • CF1 Director (14 Dec 2016 to 8 Dec 2019)
    • CF30 Customer (15 Mar 2012 to 6 Aug 2013)
  • Brian Kenneth Raven

    IRN BKR01008

    • SMF3 Executive Director (9 Dec 2019 to 31 Aug 2021)
    • SMF1 Chief Executive (9 Dec 2019 to 31 Aug 2021)
    • CF3 Chief Executive (24 Mar 2015 to 8 Dec 2019)
    • CF1 Director (15 Mar 2012 to 8 Dec 2019)
  • Christopher Edward Peel

    IRN CEP01026

    • SMF3 Executive Director (9 Dec 2019 to 9 Jul 2020)
    • CF30 Customer (15 Mar 2012 to 8 Dec 2019)
    • CF1 Director (15 Mar 2012 to 8 Dec 2019)
    • CF10 Compliance Oversight (15 Mar 2012 to 7 Nov 2014)
    • CF11 Money Laundering Reporting (15 Mar 2012 to 7 Nov 2014)
    • CF3 Chief Executive (15 Mar 2012 to 24 Mar 2015)
  • Damian Paul Sharp

    IRN DPS00056

    • SMF3 Executive Director (20 Oct 2021 to 5 Nov 2024)
  • David Chandler

    IRN DXC00604

    • [FCA CF] Client dealing (since 1 Nov 2022)
  • David Michael Legg

    IRN DML00013

    • CF1 Director (13 Dec 2016 to 28 Sep 2017)
    • CF10 Compliance Oversight (5 Nov 2014 to 28 Sep 2017)
    • CF11 Money Laundering Reporting (5 Nov 2014 to 28 Sep 2017)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.