Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (9 Dec 2019 to 9 Jul 2020)
- CF1 Director (15 Mar 2012 to 8 Dec 2019)
- CF10 Compliance Oversight (15 Mar 2012 to 7 Nov 2014)
- CF11 Money Laundering Reporting (15 Mar 2012 to 7 Nov 2014)
- CF3 Chief Executive (15 Mar 2012 to 24 Mar 2015)
- CF30 Customer (15 Mar 2012 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.