Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 4 Mar 2026)
    • SMF3 Executive Director (since 7 Oct 2025)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF3 Executive Director (since 31 Jul 2025)
    • Responsibility for MCD Intermediation (since 31 Jul 2025)
    • SMF1 Chief Executive (since 31 Jul 2025)
    • [FCA CF] Functions requiring qualifications (since 8 Aug 2024)
    • [FCA CF] Client dealing (since 8 Aug 2024)
    • Director of firm who is not a certification employee or a SMF manager (since 21 Nov 2023)
  • Titan Settlement & Custody Ltd (no longer approved here)

    FRN 533039

    • SMF3 Executive Director (18 May 2022 to 12 May 2025)
  • Titan Asset Management Ltd (no longer approved here)

    FRN 568089

    • SMF3 Executive Director (20 Oct 2021 to 5 Nov 2024)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.