Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Director of firm who is not a certification employee or a SMF manager (since 4 Mar 2026)
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Prism Financial Advice Limited
FRN 426165
- SMF3 Executive Director (since 7 Oct 2025)
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TITAN WEALTH PLANNING LTD
FRN 574458
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- SMF3 Executive Director (since 31 Jul 2025)
- Responsibility for MCD Intermediation (since 31 Jul 2025)
- SMF1 Chief Executive (since 31 Jul 2025)
- [FCA CF] Functions requiring qualifications (since 8 Aug 2024)
- [FCA CF] Client dealing (since 8 Aug 2024)
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Titan Pensions & Investments Limited
FRN 143390
- Director of firm who is not a certification employee or a SMF manager (since 21 Nov 2023)
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- SMF3 Executive Director (18 May 2022 to 12 May 2025)
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- SMF3 Executive Director (20 Oct 2021 to 5 Nov 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.