David Michael Legg

• ASSET INTELLIGENCE PORTFOLIO MANAGEMENT LTD (no longer approved here)

  FRN 842662

  • SMF9 Chair of the Governing Body (2 May 2023 to 20 Feb 2025)
  • Director of firm who is not a certification employee or a SMF manager (15 Nov 2022 to 7 Jan 2025)
  • SMF3 Executive Director (9 Dec 2019 to 12 Dec 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 12 Dec 2022)
  • SMF16 Compliance Oversight (9 Dec 2019 to 12 Dec 2022)
  • CF10 Compliance Oversight (20 Nov 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (20 Nov 2019 to 8 Dec 2019)
  • CF1 Director (20 Nov 2019 to 8 Dec 2019)
• Titan Asset Management Ltd (no longer approved here)

  FRN 568089

  • CF1 Director (13 Dec 2016 to 28 Sep 2017)
  • CF10 Compliance Oversight (5 Nov 2014 to 28 Sep 2017)
  • CF11 Money Laundering Reporting (5 Nov 2014 to 28 Sep 2017)
• SALTUS WEALTH PARTNERSHIP LIMITED (no longer approved here)

  FRN 449607

  • Responsibility for MCD Intermediation (21 Mar 2016 to 19 Oct 2016)
  • CF1 Director (AR) (3 Jul 2014 to 28 Sep 2017)
  • CF4 Partner (AR) (4 Dec 2012 to 24 Jun 2014)
  • CF11 Money Laundering Reporting (6 Oct 2011 to 23 Sep 2016)
  • Responsible for Insurance Mediation (5 Jan 2011 to 19 Oct 2016)
  • CF10 Compliance Oversight (5 Jan 2011 to 23 Sep 2016)
  • CF1 Director (5 Jan 2011 to 28 Apr 2017)
• The Tavistock Partnership Limited (no longer approved here)

  FRN 519014

  • CF1 Director (18 Dec 2015 to 2 Dec 2016)
• Hanover Associates (no longer approved here)

  FRN 216323

  • (29)Employed By (23 Aug 2002 to 31 Jan 2003)
• Royal London Mutual Insurance Society, Limited (THE) (no longer approved here)

  FRN 117672

  • CF21 Investment Adviser (1 Dec 2001 to 15 Jul 2002)
• Royal London Savings Limited (no longer approved here)

  FRN 191237

  • CF21 Investment Adviser (1 Dec 2001 to 15 Jul 2002)

No changes recorded yet.