ASSET INTELLIGENCE PORTFOLIO MANAGEMENT LTD

• Principal Place of Business

  340 Melton Road

  Leicester

  LE4 7SL

  UNITED KINGDOM

  Phone

  +442081448370

  Web

  https://www.asset-intelligence.com

• Complaints Contact

  340 Melton Road

  Leicester

  LE4 7SL

  UNITED KINGDOM

  Phone

  +442081448370

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alain Nathaniel Wolffe

  IRN ANW01013

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Dec 2024)
  • SMF16 Compliance Oversight (since 5 Dec 2024)
  • SMF3 Executive Director (since 18 Nov 2020)
  • SMF1 Chief Executive (18 Nov 2020 to 12 Dec 2022)
  • SMF9 Chair of the Governing Body (18 Nov 2020 to 12 Dec 2022)
• Alasdair James Vaughan Gillingham

  IRN AJG01324

  • SMF3 Executive Director (19 Feb 2025 to 31 Dec 2025)
• Anthony Paul Mee

  IRN APM01087

  • 14. Managing investments
  • 17. Administrative functions in relation to managing investments
  • [FCA CF] Client dealing (since 2 Oct 2025)
  • [FCA CF] Manager of certification employee (since 23 Jul 2020)
  • [FCA CF] Functions requiring qualifications (since 23 Jul 2020)
  • SMF1 Chief Executive (17 Feb 2022 to 12 Dec 2022)
  • SMF3 Executive Director (17 Feb 2022 to 12 Dec 2022)
  • [FCA CF] Significant management (23 Jul 2020 to 1 Jun 2021)
• Christopher Dominic Vaughan

  IRN CDV01016

  • 17. Administrative functions in relation to managing investments
  • 14. Managing investments
  • [FCA CF] Client dealing (since 2 Oct 2025)
  • [FCA CF] Functions requiring qualifications (since 1 Feb 2024)
• Damian Ferguson

  IRN DXF28295

  • Director of firm who is not a certification employee or a SMF manager (since 24 Dec 2024)
  • SMF3 Executive Director (2 Dec 2020 to 22 Nov 2024)
• Daniel Paul Worthing

  IRN DPW01100

  • SMF3 Executive Director (since 12 Feb 2025)
  • SMF1 Chief Executive (since 12 Feb 2025)
• David Andrew Williams

  IRN WXD15407

  • [FCA CF] Client dealing (9 Dec 2019 to 22 Nov 2021)
  • CF30 Customer (20 Nov 2019 to 8 Dec 2019)
• David Michael Legg

  IRN DML00013

  • SMF9 Chair of the Governing Body (2 May 2023 to 20 Feb 2025)
  • Director of firm who is not a certification employee or a SMF manager (15 Nov 2022 to 7 Jan 2025)
  • SMF3 Executive Director (9 Dec 2019 to 12 Dec 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 12 Dec 2022)
  • SMF16 Compliance Oversight (9 Dec 2019 to 12 Dec 2022)
  • CF1 Director (20 Nov 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (20 Nov 2019 to 8 Dec 2019)
  • CF10 Compliance Oversight (20 Nov 2019 to 8 Dec 2019)
• Giles Marwood Cross

  IRN GMC01137

  • SMF9 Chair of the Governing Body (since 9 Jun 2025)
  • Director of firm who is not a certification employee or a SMF manager (14 Nov 2022 to 25 Jul 2025)
• Giovanni Cafaro

  IRN GXC00234

  • [FCA CF] Client dealing (9 Dec 2019 to 12 Jan 2022)

No changes recorded yet.