Alain Nathaniel Wolffe

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sanctuary Wealth Planning Limited

    FRN 790551

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Jun 2025)
    • SMF3 Executive Director (since 9 Jun 2025)
    • Responsible for Insurance Distribution (since 9 Jun 2025)
    • SMF16 Compliance Oversight (since 9 Jun 2025)
  • Headley Financial Services Limited

    FRN 527443

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Dec 2024)
    • SMF16 Compliance Oversight (since 5 Dec 2024)
    • SMF3 Executive Director (since 5 Mar 2024)
  • ASSET INTELLIGENCE PORTFOLIO MANAGEMENT LTD

    FRN 842662

    • SMF16 Compliance Oversight (since 5 Dec 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Dec 2024)
    • SMF3 Executive Director (since 18 Nov 2020)
    • SMF9 Chair of the Governing Body (18 Nov 2020 to 12 Dec 2022)
    • SMF1 Chief Executive (18 Nov 2020 to 12 Dec 2022)
  • Canada Life Limited (no longer approved here)

    FRN 110394

    • CF29 Significant management (22 Jun 2009 to 6 Oct 2017)
    • CF1 Director (1 Dec 2001 to 22 Jun 2009)
  • Canada Life Asset Management Limited (no longer approved here)

    FRN 194570

    • CF1 Director (8 Jan 2007 to 22 Jun 2009)

Recent activity

Updates to this individual's record on the FCA register.

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