Sanctuary Wealth Planning Limited

• Principal Place of Business

  340 Melton Road

  Leicester

  LE4 7SL

  UNITED KINGDOM

  Phone

  +441162696311

• Complaints Contact

  340 Melton Road

  Leicester

  LE4 7SL

  UNITED KINGDOM

  Phone

  +441162696311

• P2P Lending Advice

  For Professional, Retail (Investment)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Aimee Hogg

  IRN AXH00893

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 11 Apr 2025)
  • [FCA CF] Functions requiring qualifications (since 11 Apr 2025)
• Alain Nathaniel Wolffe

  IRN ANW01013

  • SMF3 Executive Director (since 9 Jun 2025)
  • SMF16 Compliance Oversight (since 9 Jun 2025)
  • Responsible for Insurance Distribution (since 9 Jun 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Jun 2025)
• Alasdair James Vaughan Gillingham

  IRN AJG01324

  • SMF3 Executive Director (1 Jul 2025 to 31 Dec 2025)
• Anthony Sutton

  IRN AXS03685

  • Director of firm who is not a certification employee or a SMF manager (since 11 Apr 2025)
• Christopher Ward Hinchcliffe

  IRN CXH00821

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 11 Apr 2025)
  • [FCA CF] Functions requiring qualifications (since 11 Apr 2025)
• Damian Ferguson

  IRN DXF28295

  • Director of firm who is not a certification employee or a SMF manager (since 25 Jul 2025)
• John David White

  IRN JDW01100

  • SMF9 Chair of the Governing Body (since 1 Jul 2025)
• Julian David Llewellyn

  IRN JDL01119

  • SMF3 Executive Director (since 26 Jan 2026)
• Philip Andrew Hasell

  IRN PAH01233

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 11 Apr 2025)
  • [FCA CF] Functions requiring qualifications (since 11 Apr 2025)
• Simon Paul Lipscombe

  IRN SPL01080

  • [FCA CF] Client dealing (17 Nov 2020 to 1 Apr 2025)
  • [FCA CF] Functions requiring qualifications (17 Nov 2020 to 1 Apr 2025)
  • SMF16 Compliance Oversight (9 Dec 2019 to 4 Apr 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 4 Apr 2025)
  • SMF3 Executive Director (9 Dec 2019 to 4 Apr 2025)
  • Responsible for Insurance Distribution (1 Oct 2018 to 4 Apr 2025)
  • Responsible for Insurance Mediation (1 May 2018 to 30 Sep 2018)
  • CF10 Compliance Oversight (1 May 2018 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 May 2018 to 8 Dec 2019)
  • CF30 Customer (1 May 2018 to 8 Dec 2019)
  • CF1 Director (1 May 2018 to 8 Dec 2019)

No changes recorded yet.