Simon Paul Lipscombe

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sanctuary Wealth Planning Limited (no longer approved here)

    FRN 790551

    • [FCA CF] Functions requiring qualifications (17 Nov 2020 to 1 Apr 2025)
    • [FCA CF] Client dealing (17 Nov 2020 to 1 Apr 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 4 Apr 2025)
    • SMF3 Executive Director (9 Dec 2019 to 4 Apr 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 4 Apr 2025)
    • Responsible for Insurance Distribution (1 Oct 2018 to 4 Apr 2025)
    • CF30 Customer (1 May 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 May 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 May 2018 to 8 Dec 2019)
    • CF1 Director (1 May 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 May 2018 to 30 Sep 2018)
  • Sense Network Limited (no longer approved here)

    FRN 465124

    • CF1 Director (AR) (18 Sep 2014 to 29 Apr 2018)
    • CF30 Customer (18 May 2012 to 29 Apr 2018)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF30 Customer (16 Apr 2010 to 12 Apr 2012)

Recent activity

Updates to this individual's record on the FCA register.

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