Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Sanctuary Wealth Planning Limited
FRN 790551
- SMF9 Chair of the Governing Body (since 1 Jul 2025)
-
Headley Financial Services Limited
FRN 527443
- SMF9 Chair of the Governing Body (since 26 Feb 2025)
-
ASSET INTELLIGENCE PORTFOLIO MANAGEMENT LTD
FRN 842662
- Director of firm who is not a certification employee or a SMF manager (since 24 Dec 2024)
-
- SMF3 Executive Director (7 Nov 2022 to 17 Jun 2024)
- Responsible for Insurance Distribution (7 Nov 2022 to 17 Jun 2024)
- Responsibility for MCD Intermediation (7 Nov 2022 to 17 Jun 2024)
-
- Responsibility for MCD Intermediation (19 Nov 2021 to 17 Jun 2024)
- Responsible for Insurance Distribution (19 Nov 2021 to 17 Jun 2024)
- SMF3 Executive Director (19 Nov 2021 to 17 Jun 2024)
-
- Responsibility for MCD Intermediation (19 Nov 2021 to 17 Jun 2024)
- Responsible for Insurance Distribution (19 Nov 2021 to 17 Jun 2024)
- SMF3 Executive Director (19 Nov 2021 to 17 Jun 2024)
-
- Responsible for Insurance Distribution (19 Nov 2021 to 17 Jun 2024)
- SMF3 Executive Director (19 Nov 2021 to 17 Jun 2024)
-
- [FCA CF] Functions requiring qualifications (23 Feb 2021 to 28 Jul 2021)
- [FCA CF] Client dealing (23 Feb 2021 to 28 Jul 2021)
- SMF1 Chief Executive (9 Dec 2019 to 28 Jul 2021)
- SMF3 Executive Director (9 Dec 2019 to 28 Jul 2021)
- Responsible for Insurance Distribution (1 Oct 2018 to 28 Jul 2021)
- Responsible for Insurance Mediation (23 Jan 2017 to 30 Sep 2018)
- Responsibility for MCD Intermediation (23 Jan 2017 to 28 Jul 2021)
- CF1 Director (21 Dec 2016 to 8 Dec 2019)
- CF3 Chief Executive (21 Dec 2016 to 8 Dec 2019)
- CF1 Director (AR) (16 Dec 2016 to 28 Jul 2021)
- CF3 Chief Executive (AR) (16 Dec 2016 to 28 Jul 2021)
-
- Employed By (10 Dec 2020 to 28 Jul 2021)
-
- SMF3 Executive Director (9 Dec 2019 to 28 Jul 2021)
- SMF1 Chief Executive (9 Dec 2019 to 28 Jul 2021)
- CF3 Chief Executive (21 Dec 2016 to 8 Dec 2019)
- CF1 Director (21 Dec 2016 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.