Canada Life Asset Management Limited

• Principal Place of Business

  Canada Life Asset Management Limited

  Level 37

  22 Bishopsgate

  London

  EC2N 4BQ

  UNITED KINGDOM

  Phone

  +4403456060708

  Web

  https://www.canadalifeassetmanagement.co.uk

• Complaints Contact

  Level 37

  22 Bishopsgate

  London

  EC2N 4BQ

  UNITED KINGDOM

  Phone

  +443456060708

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Alain Nathaniel Wolffe

  IRN ANW01013

  • CF1 Director (8 Jan 2007 to 22 Jun 2009)
• Alan Derek Richenberg

  IRN ADR01039

  • CF27 Investment Management (1 Dec 2001 to 27 Feb 2004)
• Alan Henry Clifton

  IRN AHC01060

  • Director of firm who is not a certification employee or a SMF manager (31 Mar 2021 to 31 Aug 2023)
  • CF2 Non Executive Director (4 Jun 2015 to 8 Dec 2019)
• Alan Trevor Mason

  IRN ATM01064

  • CF28 Systems and controls (9 Jun 2015 to 30 Jun 2017)
  • CF10 Compliance Oversight (24 Apr 2012 to 18 Jun 2015)
  • CF11 Money Laundering Reporting (24 Apr 2012 to 18 Jun 2015)
• Alex Lee

  IRN ASL01069

  • CF30 Customer (1 Feb 2011 to 25 Aug 2016)
• Alexander Barltrop

  IRN AXB20224

  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 13 Dec 2024)
  • [FCA CF] Client dealing (since 13 Dec 2024)
• Alexandre Guertin

  IRN AXG01862

  • CF29 Significant management (4 Jul 2008 to 20 May 2009)
• Alison Gammon

  IRN AXG00053

  • [FCA CF] Material risk taker (since 1 Feb 2024)
  • [FCA CF] Significant management (since 1 Feb 2024)
• Allan John Oxborrow

  IRN AJO01079

  • CF28 Systems and controls (9 May 2016 to 5 Jun 2019)
• Amanda Louise Hurst

  IRN ALH00011

  • CF11 Money Laundering Reporting (11 Apr 2017 to 29 Oct 2018)
  • CF10 Compliance Oversight (11 Apr 2017 to 29 Oct 2018)

No changes recorded yet.