Canada Life Asset Management Limited

• Principal Place of Business

  Canada Life Asset Management Limited

  Level 37

  22 Bishopsgate

  London

  EC2N 4BQ

  UNITED KINGDOM

  Phone

  +4403456060708

  Web

  https://www.canadalifeassetmanagement.co.uk

• Complaints Contact

  Level 37

  22 Bishopsgate

  London

  EC2N 4BQ

  UNITED KINGDOM

  Phone

  +443456060708

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Andrew Baker

  IRN AXB03276

  • [FCA CF] Manager of certification employee (since 11 Dec 2023)
• Andrew Howard Reeve

  IRN AXR00188

  • CF30 Customer (1 Nov 2007 to 20 Aug 2019)
  • CF1 Director (1 Dec 2001 to 20 May 2009)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• Andrew James Colvin

  IRN AJC01425

  • [FCA CF] Significant management (6 Apr 2021 to 29 Aug 2023)
• Andrew Lewis John Hodges

  IRN ALH00008

  • CF11 Money Laundering Reporting (2 Apr 2015 to 19 Nov 2015)
• Andy Head

  IRN AMH01260

  • 14. Managing investments
  • [FCA CF] Client dealing (since 14 Jan 2021)
  • [FCA CF] Functions requiring qualifications (since 14 Jan 2021)
  • CF30 Customer (29 Jun 2011 to 8 Dec 2019)
• Anthony Lee Hynes

  IRN ALH01072

  • [FCA CF] Material risk taker (since 2 May 2023)
  • [FCA CF] Significant management (since 2 May 2023)
• Arshil Jamal

  IRN AXJ01388

  • CF1 Director (17 Sep 2014 to 11 Nov 2015)
• Bimal Kumar Saurabhkumar Patel

  IRN BKP01020

  • [FCA CF] Client dealing (14 Jan 2021 to 30 Sep 2025)
  • [FCA CF] Functions requiring qualifications (14 Jan 2021 to 30 Sep 2025)
  • CF30 Customer (22 Apr 2016 to 8 Dec 2019)
• Brian Charles Burnett

  IRN BCB01025

  • CF28 Systems and controls (1 Nov 2007 to 30 Sep 2012)
  • CF11 Money Laundering Reporting (15 Jun 2007 to 8 Apr 2011)
  • CF10 Compliance Oversight (4 Apr 2003 to 1 Jul 2010)
  • CF14 Risk Assessment (1 Dec 2001 to 31 Oct 2007)
• Bruno Marcel David Geiringer

  IRN BMG01015

  • CF10 Compliance Oversight (1 Dec 2001 to 4 Apr 2003)
  • CF1 Director (1 Dec 2001 to 4 Apr 2003)

No changes recorded yet.