Canada Life Asset Management Limited

• Principal Place of Business

  Canada Life Asset Management Limited

  Level 37

  22 Bishopsgate

  London

  EC2N 4BQ

  UNITED KINGDOM

  Phone

  +4403456060708

  Web

  https://www.canadalifeassetmanagement.co.uk

• Complaints Contact

  Level 37

  22 Bishopsgate

  London

  EC2N 4BQ

  UNITED KINGDOM

  Phone

  +443456060708

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Bryan Jones

  IRN BXJ80284

  • [FCA CF] Functions requiring qualifications (29 Jan 2021 to 19 Apr 2024)
• Caroline A Dibbs

  IRN CAD01163

  • [FCA CF] Manager of certification employee (27 Nov 2023 to 22 Dec 2025)
  • [FCA CF] Material risk taker (1 Nov 2021 to 11 Mar 2026)
• Christopher Mackenzie Craig

  IRN CXC00178

  • [FCA CF] Manager of certification employee (since 20 Jun 2022)
  • [FCA CF] Material risk taker (13 Apr 2021 to 20 Jun 2022)
  • [FCA CF] Significant management (13 Apr 2021 to 20 Jun 2022)
• Craig Andrew McDougall

  IRN CAM01084

  • CF27 Investment Management (1 Dec 2001 to 12 Jul 2007)
• Craig Fazzini-Jones

  IRN RCJ01039

  • [FCA CF] Material risk taker (7 Jan 2021 to 28 May 2021)
• Craig Rippe

  IRN CNR01019

  • [FCA CF] Manager of certification employee (15 Oct 2021 to 30 Sep 2025)
  • [FCA CF] Functions requiring qualifications (4 Feb 2021 to 30 Sep 2025)
  • [FCA CF] Material risk taker (4 Feb 2021 to 30 Sep 2025)
  • [FCA CF] Significant management (4 Feb 2021 to 30 Sep 2025)
  • [FCA CF] Client dealing (4 Feb 2021 to 30 Sep 2025)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (1 Mar 2004 to 31 Oct 2007)
• Daniel Steven Monks

  IRN DSM01128

  • CF30 Customer (18 Jan 2011 to 12 Apr 2018)
• David Alexander Nield

  IRN DAN01026

  • CF2 Non Executive Director (5 Jun 2009 to 25 Feb 2015)
• David Allen Loney

  IRN DAL01195

  • CF2 Non Executive Director (4 Aug 2011 to 15 Jul 2015)
• David Anthony Michael Ward

  IRN DXW00487

  • [FCA CF] Significant management (since 20 Jun 2022)
  • [FCA CF] Material risk taker (since 20 Jun 2022)

No changes recorded yet.